SIE Exam & Series 7 Exam: Act of 1933

also some budget-friendly help on the SIE https://achievable.me/?utm_source=cap... Series 7 for Dummies--https://amzn.to/36lmX7r Series 7 for Dummies Questions -- https://amzn.to/352vDiK Michael Lewis ( love his take on finance ) Liars poker https://amzn.to/34J6MQH Flash Boys https://amzn.to/34zVwFU Money Culture https://amzn.to/2JSV6CQ PANIC!! https://amzn.to/2Nlvd0w Ray Dalio Big Debt Crisis https://amzn.to/36EGaSA 1980s Insider Trading Scandal ( I read this 2 or 3 times ) it’s NOT the movie ha-ha https://amzn.to/34A7rnm 0:00 Intro 0:31 Registration of Shares 1:24 20 Day Cooling Off Period 2:15 Preliminary Prospectus 3:00 Indication of Interest 3:35 Register in “Blue Sky” 3:49 Due Diligence Meeting 4:05 “Effective” & Tomb Stone 5:14 Clarifying Pop Question! 5:54 Follow-On, etc 6:30 Wrap-Up 6:52 Key Words